LPL Was Getting Bigger. Cetera And Raymond James Found Two Places To Recruit Against It.
Cetera recruited a $380M LPL team while Raymond James added $210M from Commonwealth, exposing two different pressures around LPL’s growth.
A $1.7B UBS Team Joined RBC. The Bigger Shift Is Happening Inside Employee Advice.
RBC added a $1.7B UBS team while LPL’s Linsco recruited $870M from Baird, showing how employee wealth models now compete on autonomy and scale.
The Broker-Dealer Index Rally Was Really A Bet On Wealth Management
The broker-dealer index surged after the 2024 election, but wealth stocks still depend on rates, regulation, M&A and advisor growth.
Advisor Recruiting Is Becoming A Battle Over Choice
LPL’s latest advisor hires from Wells Fargo and Lincoln Investment show how affiliation choice, niche clients and service now drive recruiting.
A UBS Advisor Left For LPL. The Model Matters More Than The Move.
LPL’s Oxford Oaks Capital hire from UBS shows how Linsco is using employee support, autonomy and technology to recruit veteran advisors.
Commonwealth Disruption Gave Raymond James A Recruiting Opening
Raymond James’ strongest recruiting outlook since 2008 shows how Commonwealth disruption, advisor choice and culture drive advisor moves.
Why Wealth Consulting Group Is Building A Growth Brain Trust
Wealth Consulting Group’s advisory board shows how hybrid RIAs are using outside expertise to scale M&A, technology and advisor support.
WCG Hired A Platform Operator. That Says A Lot About Its Growth Plan.
Wealth Consulting Group’s Andy Kalbaugh hire shows how midsize hybrid RIAs are adding platform leadership for growth, M&A and succession.
Atria Layoffs Put LPL’s Commonwealth Promise Under A Microscope
LPL’s Atria layoffs show why Commonwealth advisors are watching whether culture, service and staffing promises hold after M&A.
LPL Did Not Just Buy Assets. It Bought A Bank-Wealth Growth Engine.
LPL’s Financial Resources Group deal shows how giant OSJs, bank programs and branch offices became strategic acquisition targets.
A Regional Brokerage Joined LPL. The Hard Part Was Preserving Its Identity.
LPL’s Boenning & Scattergood acquisition tested whether a 108-year regional brand could move into Linsco without losing culture.
The Old IBD Rule Was Hands Off The Client. That Rule Is Breaking.
LPL’s Financial Resources Group deal shows how giant OSJs, bank programs and branch offices became strategic acquisition targets.
A $2B Private Wealth Duo Left Fifth Third For LPL. The Bigger Story Is Control
LPL added Moto Wealth Partners from Fifth Third, showing how private-bank advisors are using Linsco for planning, flexibility and scale.
LPL Bought Commonwealth. Then 653 Advisors Walked Away.
Commonwealth lost 653 advisors after LPL’s deal, raising questions about headcount retention, asset retention and broker-dealer culture.
A Pump-And-Dump Attack And A Phishing Scam Put Advisor Cybersecurity On Alert
LPL and Ameriprise reported online attacks to Maine, showing how advisor account access, phishing and client data risk are converging.
Small RIAs Want Capital Without Giving Up Control. LPL Is Watching
LPL sees a minority-capital opening for smaller RIAs as deal sizes shrink and advisors seek growth funding without selling control.
LPL Tops 6,000 CFP Professionals As Financial Planning Becomes A Platform Race
LPL topped 6,000 CFP professionals as CFP Board reported record certificant growth, exam demand and planning momentum.
IFG Hired Kevin Keefe. The Bigger Story Is Independent Broker-Dealer Survival
Independent Financial Group named Kevin Keefe president and COO as privately held broker-dealers face growth and consolidation pressure.
Raymond James Snags Another Commonwealth Veteran With $660M In Assets As LPL Retention Test Deepens
Raymond James adds Pioneer Valley Financial Group from Commonwealth, showing how LPL’s deal keeps fueling advisor recruiting.
A $1.1B RBC Team Joined LPL. The Real Story Is Business Ownership
LPL added Lighthouse Private Wealth from RBC in New Jersey, showing how technology, autonomy and team-based planning are driving advisor moves.