0
Skip to Content
New Jersey Financial News
Articles
About
Privacy Policy
New Jersey Financial News
Articles
About
Privacy Policy
Articles
About
Privacy Policy
LPL Was Getting Bigger. Cetera And Raymond James Found Two Places To Recruit Against It.
Wealth Management Charles Cooke 8/14/26 Wealth Management Charles Cooke 8/14/26

LPL Was Getting Bigger. Cetera And Raymond James Found Two Places To Recruit Against It.

Cetera recruited a $380M LPL team while Raymond James added $210M from Commonwealth, exposing two different pressures around LPL’s growth.


Read More
A $1.7B UBS Team Joined RBC. The Bigger Shift Is Happening Inside Employee Advice.
Wealth Management Charles Cooke 8/14/26 Wealth Management Charles Cooke 8/14/26

A $1.7B UBS Team Joined RBC. The Bigger Shift Is Happening Inside Employee Advice.

 RBC added a $1.7B UBS team while LPL’s Linsco recruited $870M from Baird, showing how employee wealth models now compete on autonomy and scale.


Read More
The Broker-Dealer Index Rally Was Really A Bet On Wealth Management
Wealth Management Charles Cooke 8/12/26 Wealth Management Charles Cooke 8/12/26

The Broker-Dealer Index Rally Was Really A Bet On Wealth Management

The broker-dealer index surged after the 2024 election, but wealth stocks still depend on rates, regulation, M&A and advisor growth.

Read More
Advisor Recruiting Is Becoming A Battle Over Choice
Wealth Management Charles Cooke 8/12/26 Wealth Management Charles Cooke 8/12/26

Advisor Recruiting Is Becoming A Battle Over Choice

LPL’s latest advisor hires from Wells Fargo and Lincoln Investment show how affiliation choice, niche clients and service now drive recruiting.


Read More
A UBS Advisor Left For LPL. The Model Matters More Than The Move.
Wealth Management Charles Cooke 8/12/26 Wealth Management Charles Cooke 8/12/26

A UBS Advisor Left For LPL. The Model Matters More Than The Move.

LPL’s Oxford Oaks Capital hire from UBS shows how Linsco is using employee support, autonomy and technology to recruit veteran advisors.

Read More
Commonwealth Disruption Gave Raymond James A Recruiting Opening
Wealth Management Charles Cooke 8/12/26 Wealth Management Charles Cooke 8/12/26

Commonwealth Disruption Gave Raymond James A Recruiting Opening

Raymond James’ strongest recruiting outlook since 2008 shows how Commonwealth disruption, advisor choice and culture drive advisor moves.

Read More
Why Wealth Consulting Group Is Building A Growth Brain Trust
Wealth Management Charles Cooke 8/11/26 Wealth Management Charles Cooke 8/11/26

Why Wealth Consulting Group Is Building A Growth Brain Trust

Wealth Consulting Group’s advisory board shows how hybrid RIAs are using outside expertise to scale M&A, technology and advisor support.


Read More
WCG Hired A Platform Operator. That Says A Lot About Its Growth Plan.
Wealth Management Charles Cooke 8/11/26 Wealth Management Charles Cooke 8/11/26

WCG Hired A Platform Operator. That Says A Lot About Its Growth Plan.

Wealth Consulting Group’s Andy Kalbaugh hire shows how midsize hybrid RIAs are adding platform leadership for growth, M&A and succession.


Read More
Atria Layoffs Put LPL’s Commonwealth Promise Under A Microscope
Wealth Management Charles Cooke 8/10/26 Wealth Management Charles Cooke 8/10/26

Atria Layoffs Put LPL’s Commonwealth Promise Under A Microscope

LPL’s Atria layoffs show why Commonwealth advisors are watching whether culture, service and staffing promises hold after M&A.

Read More
LPL Did Not Just Buy Assets. It Bought A Bank-Wealth Growth Engine.
Wealth Management Charles Cooke 8/10/26 Wealth Management Charles Cooke 8/10/26

LPL Did Not Just Buy Assets. It Bought A Bank-Wealth Growth Engine.

LPL’s Financial Resources Group deal shows how giant OSJs, bank programs and branch offices became strategic acquisition targets.


Read More
A Regional Brokerage Joined LPL. The Hard Part Was Preserving Its Identity.
Wealth Management Charles Cooke 8/10/26 Wealth Management Charles Cooke 8/10/26

A Regional Brokerage Joined LPL. The Hard Part Was Preserving Its Identity.

LPL’s Boenning & Scattergood acquisition tested whether a 108-year regional brand could move into Linsco without losing culture.

Read More
The Old IBD Rule Was Hands Off The Client. That Rule Is Breaking.
Wealth Management Charles Cooke 8/10/26 Wealth Management Charles Cooke 8/10/26

The Old IBD Rule Was Hands Off The Client. That Rule Is Breaking.

LPL’s Financial Resources Group deal shows how giant OSJs, bank programs and branch offices became strategic acquisition targets.

Read More
A $2B Private Wealth Duo Left Fifth Third For LPL. The Bigger Story Is Control
Wealth Management Charles Cooke 8/3/26 Wealth Management Charles Cooke 8/3/26

A $2B Private Wealth Duo Left Fifth Third For LPL. The Bigger Story Is Control

LPL added Moto Wealth Partners from Fifth Third, showing how private-bank advisors are using Linsco for planning, flexibility and scale.


Read More
LPL Bought Commonwealth. Then 653 Advisors Walked Away.
Wealth Management Charles Cooke 8/3/26 Wealth Management Charles Cooke 8/3/26

LPL Bought Commonwealth. Then 653 Advisors Walked Away.

Commonwealth lost 653 advisors after LPL’s deal, raising questions about headcount retention, asset retention and broker-dealer culture.

Read More
A Pump-And-Dump Attack And A Phishing Scam Put Advisor Cybersecurity On Alert
Regulation & Compliance Charles Cooke 7/31/26 Regulation & Compliance Charles Cooke 7/31/26

A Pump-And-Dump Attack And A Phishing Scam Put Advisor Cybersecurity On Alert

LPL and Ameriprise reported online attacks to Maine, showing how advisor account access, phishing and client data risk are converging.

Read More
Small RIAs Want Capital Without Giving Up Control. LPL Is Watching
Wealth Management Charles Cooke 7/30/26 Wealth Management Charles Cooke 7/30/26

Small RIAs Want Capital Without Giving Up Control. LPL Is Watching

LPL sees a minority-capital opening for smaller RIAs as deal sizes shrink and advisors seek growth funding without selling control.


Read More
LPL Tops 6,000 CFP Professionals As Financial Planning Becomes A Platform Race
Wealth Management Charles Cooke 7/30/26 Wealth Management Charles Cooke 7/30/26

LPL Tops 6,000 CFP Professionals As Financial Planning Becomes A Platform Race

LPL topped 6,000 CFP professionals as CFP Board reported record certificant growth, exam demand and planning momentum.


Read More
IFG Hired Kevin Keefe. The Bigger Story Is Independent Broker-Dealer Survival
Wealth Management Charles Cooke 7/29/26 Wealth Management Charles Cooke 7/29/26

IFG Hired Kevin Keefe. The Bigger Story Is Independent Broker-Dealer Survival

Independent Financial Group named Kevin Keefe president and COO as privately held broker-dealers face growth and consolidation pressure.


Read More
Raymond James Snags Another Commonwealth Veteran With $660M In Assets As LPL Retention Test Deepens
Wealth Management Charles Cooke 7/29/26 Wealth Management Charles Cooke 7/29/26

Raymond James Snags Another Commonwealth Veteran With $660M In Assets As LPL Retention Test Deepens

Raymond James adds Pioneer Valley Financial Group from Commonwealth, showing how LPL’s deal keeps fueling advisor recruiting.

Read More
A $1.1B RBC Team Joined LPL. The Real Story Is Business Ownership
Wealth Management Charles Cooke 7/27/26 Wealth Management Charles Cooke 7/27/26

A $1.1B RBC Team Joined LPL. The Real Story Is Business Ownership

LPL added Lighthouse Private Wealth from RBC in New Jersey, showing how technology, autonomy and team-based planning are driving advisor moves.


Read More
Older Posts

New Jersey Financial News

info@njfinancialnews.com