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LPL Was Getting Bigger. Cetera And Raymond James Found Two Places To Recruit Against It.
Wealth Management Charles Cooke 8/14/26 Wealth Management Charles Cooke 8/14/26

LPL Was Getting Bigger. Cetera And Raymond James Found Two Places To Recruit Against It.

Cetera recruited a $380M LPL team while Raymond James added $210M from Commonwealth, exposing two different pressures around LPL’s growth.


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A $1.2B UBS Team Went Independent. The Bigger Story Is What Independence Now Means.
Wealth Management Charles Cooke 8/14/26 Wealth Management Charles Cooke 8/14/26

A $1.2B UBS Team Went Independent. The Bigger Story Is What Independence Now Means.

Sanctuary landed a $1.2B UBS breakaway while Raymond James added Commonwealth and Wells Fargo teams, showing how advisor independence is changing.


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Commonwealth Disruption Gave Raymond James A Recruiting Opening
Wealth Management Charles Cooke 8/12/26 Wealth Management Charles Cooke 8/12/26

Commonwealth Disruption Gave Raymond James A Recruiting Opening

Raymond James’ strongest recruiting outlook since 2008 shows how Commonwealth disruption, advisor choice and culture drive advisor moves.

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Atria Layoffs Put LPL’s Commonwealth Promise Under A Microscope
Wealth Management Charles Cooke 8/10/26 Wealth Management Charles Cooke 8/10/26

Atria Layoffs Put LPL’s Commonwealth Promise Under A Microscope

LPL’s Atria layoffs show why Commonwealth advisors are watching whether culture, service and staffing promises hold after M&A.

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The Next Advisor Talent Fight Is About Brand, Tech And Trust
Wealth Management Charles Cooke 8/6/26 Wealth Management Charles Cooke 8/6/26

The Next Advisor Talent Fight Is About Brand, Tech And Trust

J.D. Power says younger advisors want AI, social media and brand support as firms face an aging advisor workforce.

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LPL Bought Commonwealth. Then 653 Advisors Walked Away.
Wealth Management Charles Cooke 8/3/26 Wealth Management Charles Cooke 8/3/26

LPL Bought Commonwealth. Then 653 Advisors Walked Away.

Commonwealth lost 653 advisors after LPL’s deal, raising questions about headcount retention, asset retention and broker-dealer culture.

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Raymond James Snags Another Commonwealth Veteran With $660M In Assets As LPL Retention Test Deepens
Wealth Management Charles Cooke 7/29/26 Wealth Management Charles Cooke 7/29/26

Raymond James Snags Another Commonwealth Veteran With $660M In Assets As LPL Retention Test Deepens

Raymond James adds Pioneer Valley Financial Group from Commonwealth, showing how LPL’s deal keeps fueling advisor recruiting.

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A Female-Led Edward Jones Team Joined Ameriprise. The Real Story Is Family Continuity
Wealth Management Charles Cooke 7/28/26 Wealth Management Charles Cooke 7/28/26

A Female-Led Edward Jones Team Joined Ameriprise. The Real Story Is Family Continuity

Ameriprise added Kendall Wealth Management from Edward Jones, showing how female-led family practices are choosing flexibility, technology and independence.


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Raymond James Did Not Buy Commonwealth. It Still Found A Way To Win
Wealth Management Charles Cooke 7/24/26 Wealth Management Charles Cooke 7/24/26

Raymond James Did Not Buy Commonwealth. It Still Found A Way To Win

Raymond James recruited 18 former Commonwealth teams with nearly $4.5B in assets, turning LPL’s acquisition into a live advisor-retention test.


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LPL Lost About 5% Of Commonwealth Advisors. That Was Only The First Scoreboard
Wealth Management Charles Cooke 7/23/26 Wealth Management Charles Cooke 7/23/26

LPL Lost About 5% Of Commonwealth Advisors. That Was Only The First Scoreboard

LPL’s Commonwealth deal faced about 5% advisor attrition early, but the bigger issue is whether asset retention, culture and conversion hold.


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LPL Bought Commonwealth. Raymond James Is Still Picking Off Advisors
Wealth Management Charles Cooke 7/23/26 Wealth Management Charles Cooke 7/23/26

LPL Bought Commonwealth. Raymond James Is Still Picking Off Advisors

Raymond James added LPL and Commonwealth advisors as LPL, Ameriprise and rivals keep fighting for platform fit, retention and advisor independence.


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LPL’s Marc Cohen Says RIA Consolidation Is About To Speed Up
Wealth Management Charles Cooke 7/20/26 Wealth Management Charles Cooke 7/20/26

LPL’s Marc Cohen Says RIA Consolidation Is About To Speed Up

LPL’s Marc Cohen expects RIA consolidation to accelerate in 2026 as private equity cycles, succession pressure and platform scale reshape M&A.

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Savvy Hit 100 Advisors. The Real Story Is Commonwealth Recruiting Pressure
Wealth Management Charles Cooke 7/17/26 Wealth Management Charles Cooke 7/17/26

Savvy Hit 100 Advisors. The Real Story Is Commonwealth Recruiting Pressure

Savvy reached 100 advisors after adding three Commonwealth teams, showing how tech-forward RIAs are competing for advisors after LPL’s deal.


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Two Advisor Teams Chose Osaic. Their Reasons Were Not The Same
Wealth Management Charles Cooke 7/14/26 Wealth Management Charles Cooke 7/14/26

Two Advisor Teams Chose Osaic. Their Reasons Were Not The Same

Osaic added True Wealth from LPL and Soundview from Commonwealth, showing how culture, technology and growth support shape advisor recruiting.


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LPL, Raymond James And Prospera Show Why Advisors Are Switching Platforms
Wealth Management Charles Cooke 7/2/26 Wealth Management Charles Cooke 7/2/26

LPL, Raymond James And Prospera Show Why Advisors Are Switching Platforms

LPL, Raymond James and Prospera added new advisor teams, showing how platform choice is being shaped by independence, culture and client fit.

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Cresset, Raymond James And LPL Are Recruiting For Experience, Not Just Assets
Wealth Management Charles Cooke 6/30/26 Wealth Management Charles Cooke 6/30/26

Cresset, Raymond James And LPL Are Recruiting For Experience, Not Just Assets

Cresset, Raymond James and LPL added veteran advisors, showing how firms are competing for experience, client trust and succession-ready practices.

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Commonwealth’s SEC Win Shows Why Disclosure Cases Are Getting Harder To Prove
Wealth Management Charles Cooke 6/30/26 Wealth Management Charles Cooke 6/30/26

Commonwealth’s SEC Win Shows Why Disclosure Cases Are Getting Harder To Prove

Commonwealth resolved a long-running SEC conflict-of-interest case for $5M after a $93M judgment was vacated on appeal.

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Kestra’s Latest Recruiter Hires Show The Hidden Battle Behind Advisor Moves
Wealth Management Charles Cooke 6/29/26 Wealth Management Charles Cooke 6/29/26

Kestra’s Latest Recruiter Hires Show The Hidden Battle Behind Advisor Moves

Kestra added more recruiting talent from LPL and Commonwealth, showing how advisor recruiting is becoming a talent war behind the scenes.

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Wells Fargo’s $800M Recruiting Week Shows How Advisor Moves Are Splitting By Channel
Wealth Management Charles Cooke 6/25/26 Wealth Management Charles Cooke 6/25/26

Wells Fargo’s $800M Recruiting Week Shows How Advisor Moves Are Splitting By Channel

Wells Fargo recruited advisors from RBC, UBS and Citizens, showing how multiple channels are shaping advisor movement across wealth firms.

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LPL’s 300 Job Cuts Show The New Cost Pressure Inside Wealth Platforms
Wealth Management Charles Cooke 6/23/26 Wealth Management Charles Cooke 6/23/26

LPL’s 300 Job Cuts Show The New Cost Pressure Inside Wealth Platforms

LPL Financial’s 300 job cuts show how scale, AI, Commonwealth integration and advisor service pressure are reshaping platform costs.

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