Tom Gooley Helped Build Cetera’s Scale. Now The Firm Has To Activate It
Cetera COO Tom Gooley’s planned retirement highlights Avantax integration, multicustodial growth and advisor platform execution.
IFG Hired Kevin Keefe. The Bigger Story Is Independent Broker-Dealer Survival
Independent Financial Group named Kevin Keefe president and COO as privately held broker-dealers face growth and consolidation pressure.
Dempsey Lord Smith Left Broker-Dealer Operations Behind. Here’s Why That Matters
Cambridge’s Dempsey Lord Smith Deal Shows Why Smaller Broker-Dealers Are Rethinking Scale
Raymond James Posts Record Earnings As Advisor Growth Becomes The Main Engine
Raymond James reported record fiscal Q4 and full-year results, helped by advisor growth, fee-based assets and capital markets momentum.