Concorde’s Inspired Healthcare Exposure Puts Broker-Dealer Due Diligence Back In Focus
Concorde Investment Services is facing scrutiny over bankrupt Inspired Healthcare deals, raising questions about private placements, DSTs and broker-dealer due diligence.
Ashford Securities Is Closing As Nontraded REIT Pressure Builds
Ashford Securities’ shutdown shows how smaller broker-dealers tied to nontraded real estate products face pressure from rates, liquidity and weak demand.