A $1.2B UBS Team Went Independent. The Bigger Story Is What Independence Now Means.
Sanctuary landed a $1.2B UBS breakaway while Raymond James added Commonwealth and Wells Fargo teams, showing how advisor independence is changing.
The Broker-Dealer Index Rally Was Really A Bet On Wealth Management
The broker-dealer index surged after the 2024 election, but wealth stocks still depend on rates, regulation, M&A and advisor growth.
LPL Tops 6,000 CFP Professionals As Financial Planning Becomes A Platform Race
LPL topped 6,000 CFP professionals as CFP Board reported record certificant growth, exam demand and planning momentum.
Retail Broker-Dealer Stocks Look Ready For A Rebound. The Catch Is Client Cash
Analysts see possible upside for LPL, Schwab, Raymond James and Stifel, but rate cuts, cash spreads and advisor growth will decide the story.