0
Skip to Content
New Jersey Financial News
Articles
About
Privacy Policy
New Jersey Financial News
Articles
About
Privacy Policy
Articles
About
Privacy Policy
Cetera Added A Schwab And Fidelity Veteran. The Bigger Story Is RIA Choice
Wealth Management Charles Cooke 7/27/26 Wealth Management Charles Cooke 7/27/26

Cetera Added A Schwab And Fidelity Veteran. The Bigger Story Is RIA Choice

Cetera named Paul Polese to lead RIA Blueprint, strengthening its RIA and branches strategy as advisors demand more affiliation choice.


Read More
LPL Lost About 5% Of Commonwealth Advisors. That Was Only The First Scoreboard
Wealth Management Charles Cooke 7/23/26 Wealth Management Charles Cooke 7/23/26

LPL Lost About 5% Of Commonwealth Advisors. That Was Only The First Scoreboard

LPL’s Commonwealth deal faced about 5% advisor attrition early, but the bigger issue is whether asset retention, culture and conversion hold.


Read More
A Wells Fargo Duo Returned To Merrill. The Charlotte Market Explains Why
Wealth Management Charles Cooke 7/22/26 Wealth Management Charles Cooke 7/22/26

A Wells Fargo Duo Returned To Merrill. The Charlotte Market Explains Why

Merrill hired Ryan Culpepper and Sam Pennell from Wells Fargo in Charlotte, showing how wirehouse recruiting still depends on local markets and team continuity.

Read More
Guided Financial Strategies Left LPL For Cetera. The Real Story Is Growth
Wealth Management Charles Cooke 7/17/26 Wealth Management Charles Cooke 7/17/26

Guided Financial Strategies Left LPL For Cetera. The Real Story Is Growth

Cetera’s Guided Financial Strategies Win Shows Why Mid-Sized LPL Teams Are Still Moving


Read More
Wealth Firms Keep Buying Scale. Now The Back Office Is Paying For It
Wealth Management Edrin Carl Hernandez 7/16/26 Wealth Management Edrin Carl Hernandez 7/16/26

Wealth Firms Keep Buying Scale. Now The Back Office Is Paying For It

Cetera’s latest job cuts and UBS’s New Jersey layoffs show how wealth firms are cutting overlap while trying to protect advisor-facing support.


Read More
A Chicago-Area Osaic Team Joined Cetera. The Real Story Is Growth Infrastructure
Wealth Management Charles Cooke 7/13/26 Wealth Management Charles Cooke 7/13/26

A Chicago-Area Osaic Team Joined Cetera. The Real Story Is Growth Infrastructure

Cetera added Callero Capital Management from Osaic, showing how growth-minded advisor teams are weighing back-office support, succession and platform change.

Read More
Two Longtime LPL Advisors Joined Cetera. The Real Story Is Support
Wealth Management Charles Cooke 7/13/26 Wealth Management Charles Cooke 7/13/26

Two Longtime LPL Advisors Joined Cetera. The Real Story Is Support

Cetera added CarrThaxton Financial Group from LPL, showing how onboarding, technology and personalized support are shaping advisor recruiting.


Read More
A Multigenerational Planning Team Left LPL For Cetera. Here’s Why It Matters
Wealth Management Charles Cooke 7/9/26 Wealth Management Charles Cooke 7/9/26

A Multigenerational Planning Team Left LPL For Cetera. Here’s Why It Matters

Cetera added Oestriecher Financial Management from LPL, showing how tax-centric planning and succession support are shaping advisor recruiting.


Read More
Cetera Wants Advisors To Serve Wealthier Clients Without Building A CIO Desk
Wealth Management Charles Cooke 7/9/26 Wealth Management Charles Cooke 7/9/26

Cetera Wants Advisors To Serve Wealthier Clients Without Building A CIO Desk

Cetera launched Private Wealth model portfolios with Envestnet, giving advisors scalable tools for affluent and high-net-worth client portfolios.


Read More
Osaic’s Ameriprise Wins Show Why The OSJ Layer Matters
Wealth Management Charles Cooke 6/24/26 Wealth Management Charles Cooke 6/24/26

Osaic’s Ameriprise Wins Show Why The OSJ Layer Matters

Osaic added $442M from two Ameriprise teams, showing how OSJ partners can help advisors pursue independence with local support.

Read More
Cetera’s Kentucky Commonwealth Hire Shows Why Service Still Wins Advisors
Wealth Management Charles Cooke 6/23/26 Wealth Management Charles Cooke 6/23/26

Cetera’s Kentucky Commonwealth Hire Shows Why Service Still Wins Advisors

Cetera recruited Jamie Hatfield from Commonwealth, showing how high-touch service and platform scale are shaping advisor moves.

Read More
Steward Partners’ $630M Stifel Win Shows Why Advisors Want Ownership And Support
Wealth Management Charles Cooke 6/19/26 Wealth Management Charles Cooke 6/19/26

Steward Partners’ $630M Stifel Win Shows Why Advisors Want Ownership And Support

Steward Partners added a $630M Stifel team in Macon as Ashton Thomas and Cetera also made advisor recruiting moves.

Read More
Cetera’s Nearly $19B RIA Move Is About Planning Scale, Not Just A New Name
Wealth Management Charles Cooke 6/15/26 Wealth Management Charles Cooke 6/15/26

Cetera’s Nearly $19B RIA Move Is About Planning Scale, Not Just A New Name

Cetera merged Avantax Planning Partners and The Retirement Planning Group into Cetera Planning Partners, a nearly $19B employee-advisor RIA.

Read More
JPMorgan’s $1.1B William Blair Hire Shows Where Advisor Recruiting Is Moving
Wealth Management Charles Cooke 6/11/26 Wealth Management Charles Cooke 6/11/26

JPMorgan’s $1.1B William Blair Hire Shows Where Advisor Recruiting Is Moving

JPMorgan added David Amar’s $1.1B William Blair team as UBS and Cetera also made advisor recruiting moves.

Read More
Husband-Wife Advisor Team Leaves LPL For Osaic In Platform-Fit Move
Wealth Management Charles Cooke 6/9/26 Wealth Management Charles Cooke 6/9/26

Husband-Wife Advisor Team Leaves LPL For Osaic In Platform-Fit Move

The Finance Couple left LPL for Osaic through Innovative Financial Group as advisor moves show platform fit driving recruiting.

Read More
Commonwealth Advisors Become The Prize In A Broker-Dealer Recruiting Fight
Wealth Management Charles Cooke 6/3/26 Wealth Management Charles Cooke 6/3/26

Commonwealth Advisors Become The Prize In A Broker-Dealer Recruiting Fight

Big broker-dealers are pursuing Commonwealth advisors after LPL’s $2.7B deal, turning retention into a major industry fight.

Read More
Cetera’s New Recruiting Deal Is Turning Into Advisor Wins
Wealth Management Charles Cooke 6/2/26 Wealth Management Charles Cooke 6/2/26

Cetera’s New Recruiting Deal Is Turning Into Advisor Wins

Cetera is gaining advisor teams after a new recruiting deal, with Commonwealth breakaways and Summit Financial playing key roles.

Read More
Wells Fargo, LPL And Cetera Add Advisor Teams In New Recruiting Moves
Wealth Management Charles Cooke 5/25/26 Wealth Management Charles Cooke 5/25/26

Wells Fargo, LPL And Cetera Add Advisor Teams In New Recruiting Moves

Wells Fargo, LPL and Cetera added advisor teams from Morgan Stanley, UBS and Commonwealth as recruiting activity continues.

Read More

New Jersey Financial News

info@njfinancialnews.com